SEC appeal highlights scapegoat concerns for compliance officers
Bernerd Young, a former compliance officer, has told the SEC to reverse its decision that he was liable for fraud, or risk sending out a message that compliance staff will be made scapegoats for corporate misconduct. By Waithera Junghae
To read more
Subscribe to Latin Lawyer
Subscribe to unlock unlimited access
Get news, unique commentary, expert analysis and essential resources from the Latin Lawyer experts.